Overview
Bueller?... Bueller?... Bueller?... Not just another day in class! During this three-day workshop-based seminar, we will discuss and refresh on some of the basics but will also dive into the foundations of building (or rebuilding) a successful Compliance Risk Management Program. As compliance continues to move from the “letter of the law” to a risk-based approach, reading regulation is only a piece of what we need to know to maintain an effective program.
Taught by professionals who have been the “boots on the ground,” Compliance Officer Boot Camp 2.0 provides real world insight and useful tools for you to take back to your organization to evaluate and enhance the program you have in place. In addition, we will provide a list of complimentary valuable resources to assist compliance staff.
Whether you have consumer compliance or BSA/AML responsibilities, the Compliance Officer Boot Camp 2.0 is for you!
During Compliance Officer Boot Camp, we will cover:
- Refresher on the basics;
- Oversight expectations;
- Risk assessments;
- Policy and procedure development or review;
- Compliance monitoring, reporting, and development;
- Complaint management programs;
- Training; and
- More…
Who Should Attend
This program will be of value to compliance officers, internal auditors, managers, specialists, and analysts as well as operations staff and management as they face compliance issues each day on the front line. The seminar will also provide valuable insight to senior leaders of the organization on their role in the Compliance Risk Management Program.
Registration Fees
Attendees: $1,550
Each Additional Attendee: $1,450
Registration Policy: ProBank Education Services permits one participant per paid registration to access the program via a single internet connection at one physical location. Additional registrations are available at a discounted rate and may be registered online, by mail, or phone. Group viewings are not permitted. All unregistered participants will be invoiced. Please note we reserve the right to change speakers or reschedule/cancel seminars when necessary.
When
Where
Questions?
November 18, 2026 – November 20, 2026
- 9:00 AM – 4:00 PM ET
- 8:00 AM – 3:00 PM CT
- 7:00 AM – 2:00 PM MT
- 6:00 AM – 1:00 PM PT
Online
Contact registrareducationservices@us.forvismazars.com
800-523-4778 option 1
CE Information
A certificate of completion is available for each registrant. To obtain your certificate you must participate in the full duration of the program and enter all codewords given at random times. These items are required to receive your certificate. Please note each person must be a registered attendee to be eligible for credit.
CE Credits*
- 19.8 CPE
- 19 CRCM
Program Level
Intermediate
Prerequisite
Basic Knowledge of Compliance Regulations
Delivery Method
Group Internet Based
Field of Study
Specialized Knowledge
Advanced Preparation
None
*ProBank Education Services seminars and webinars are approved by the National Association of State Boards of Accountancy (NASBA) for Continuing Professional Education (CPE) credit, and certain topics may be eligible for Certified Regulatory Compliance Manager (CRCM) and other ABA designations through the ABA Professional Certifications process.
ABA Professional Certifications is dedicated to promoting the highest standards of performance and ethics within the financial services industry. Certain programs have been approved for certification credits, such as the CRCM certification. This statement is not an endorsement of these programs or its sponsor. Certification holders must report these credits at aba.csod.com.
If you have concerns or would like information regarding program cancellation policies or CPE credit, contact us at registrareducationservices@us.forvismazars.com.
ProBank Education Services is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through the web site: www.nasbaregistry.org.
