For financial professional use only. Not for use with clients. Avantax is a distinct community within Cetera Wealth Services, LLC. Securities offered through Cetera Wealth Services, LLC (doing business in CA as CFGAN Insurance Agency, LLC), Member FINRA/SIPC. Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser. Cetera is under separate ownership from any other named entity. 3200 Olympus Blvd., Suite 100, Dallas, TX 75019, 972-870-6000.
Financial professionals affiliated with Cetera firms are either Registered Representatives who only offer brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who only offer investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Advisor Representatives, who can offer both services.
Avantax® is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.