
About the Course
Strengthen your professional credibility, safeguard client interests and build trust through a focused, case-based ethics workshop.
Adapted from the CFA Institute Code of Ethics and Standards of Professional Conduct and customised for investment professionals in Singapore, this workshop provides practical insights into navigating ethical dilemmas and upholding professional integrity.
Through guided discussions and case studies, participants will deepen their understanding of ethical issues and explore how to apply ethical principles in their professional duties and responsibilities.
Who Should Attend
Suitable for:
- Financial advisers, portfolio managers and analysts.
- Investment professionals in research or trading roles.
- Compliance, risk and operations personnel.
- Professionals responsible for client-facing investment decisions.
Learning Outcomes
By the end of the workshop, participants will be able to:
- Demonstrate thorough knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct.
- Interpret ethical standards in real-world scenarios involving professional integrity.
- Recommend practices and procedures to prevent violations of the Code and Standards.
Workshop Schedule

All timings are in Singapore time (SGT).
Prerequisite Requirements
- No prior experience is required. Experienced professionals can build on their existing knowledge through the case studies.
- Active participation in lectures and discussions is expected.
Course Completion Requirements
- Participants must complete Modules 1 and 2 and pass the course assessment.
- Participants who fulfil these requirements will receive a Certificate of Completion.
Funding and Professional Learning
- 6 Professional Learning (PL) hours.
Details
- Days20
- Hours1
- Minutes36
Online via Zoom
Refund Policy
Cancellation of enrolment and refunds of course fees are governed by the refund policy below.

Course Terms & Conditions
Note:
- This is an online course.
- Enrolment will only be confirmed upon receipt of full payment.
- Cancellation of enrolment and refunds of course fees strictly follow the refund policy table. All cancellation requests will be considered at the sole discretion of CFA Society Singapore.
- CFA Society Singapore reserves the right to:
- Cancel, postpone or make changes to the terms of the course at its sole discretion without prior notice.
- Reject unverifiable or invalid registrations.
- This course will proceed only if the minimum enrolment requirement is met.
- By registering, you accept CFA Society Singapore’s terms, available at https://cfasocietysingapore.org/data-protection-policy/.
- Photos will be taken during the course for use on CFA Society Singapore’s website, social media, publicity and other related purposes.
- Discount codes issued by CFA Society Singapore are strictly non-transferable and intended solely for the personal use of the member to whom they are issued. CFA Society Singapore reserves the right to revoke any discount or registration found to be in breach of this condition.
Contact Us
For course and registration enquiries, please contact:
CFA Society Singapore
executiveprog@cfasocietysingapore.org
(65) 6227 8562
For non-members of CFA Society Singapore: You will need to create a free CFA Institute account before registering. To do so, click ‘Register’ on this page and then select ‘Sign up now’ to set up your account.
