Harris Williams LLC is a registered broker-dealer and member of FINRA and SIPC, an exempt market dealer in Canada, and is exempt from the requirement to hold an Australian financial services license (“AFSL”). Harris Williams & Co. Ltd is a private limited company incorporated under English law with its registered office at 13th floor, One Angel Court, London EC2R 7HJ, UK, registered with the Registrar of Companies for England and Wales (registration number 07078852). Harris Williams & Co. Ltd is authorised and regulated by the Financial Conduct Authority, number 5408952. Harris Williams Private Capital Advisory Ltd. is an Appointed Representative of Sturgeon Ventures, LLP, which is authorised and regulated by the Financial Conduct Authority number 452811. Harris Williams & Co. Corporate Finance Advisors GmbH is registered in the commercial register of the local court of Frankfurt am Main, Germany, under HRB 107540. The registered address is 16th Floor, Marienturm, Taunusanlage 9-10 60329, Frankfurt am Main, Germany (email address: hwgermany@harriswilliams.com). Geschäftsführer/Director: Paul Poggi, VAT No. DE321666994. Harris Williams & Co. Corporate Finance Advisors GmbH provides investment solicitation and investment brokerage under the liability umbrella of AHP Capital Management GmbH within the meaning of Section 2 clause 2 no. 3 of the German Securities Institutions Act (Wertpapierinstitutsgesetz; „WpIG“) as tied agent exclusively for the account and under the liability of AHP Capital Management GmbH, Weißfrauenstraße 12 - 16, 60311 Frankfurt am Main. and is entered in the register of tied agents publicly maintained by BaFin under number No. 80182210 at its liability institute, AHP Capital Management GmbH. The register can be viewed at www.bafin.de. Harris Williams is a trade name under which Harris Williams LLC, Harris Williams & Co. Ltd, Harris Williams Private Capital Advisory Ltd and Harris Williams & Co. Corporate Finance Advisors GmbH conduct business.
